- Financial Advisory and Intermediary Services Act (37/2002): Qualifications experiences and criteria for approval as compliance offer (Gazette No. 33537 – Notice 127)1.01 MB
Dube Phineas Tshidi, Registrar of Financial Services Providers, hereby determines under section 17(1)(b) and (2)(a) of the Financial Advisory and Intermediary Services Act, 2002 (Act No 37 of 2002), after consultation with the Advisory Committee on Financial Services Providers, the qualifications, experience and criteria for approval as compliance officer, as set out in the Schedule.
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