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Financial Advisory and Intermediary Services Act (37/2002): Exemption in respect of services under supervision rendered by compliance officers, 2010 (Gazette No. 33537 – Notice 126)

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  • Financial Advisory and Intermediary Services Act (37/2002): Exemption in respect of services under supervision rendered by compliance officers, 2010 (Gazette No. 33537 – Notice 126)
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Dube Phineas Tshidi, Registrar of Financial Services Providers, hereby determines under section 44(4) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), exempt any person rendering compliance services under supervision in accordance with the requirements and conditions set out in the Schedule.

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