2. KEY PRINCIPLES FOR A DISASTER-MANAGEMENT POLICY

The following principles need to be considered when shaping a vision and guiding strategy to deal with disasters:

It must focus on key issues

As sustainable development is one of the main goals in South Africa, reduction of vulnerability of communities must be the primary focus and not disaster relief. Disaster management offers a collective safety net that has the potential to protect development processes against those setbacks that wound development in many countries, frequently through natural and man-made disasters.

Taking care of the most vulnerable first

The first priority of disaster management is the protection of the people who are most at risk. The second priority is the protection of the critical resources and systems on which communities depend.

Foster a culture of prevention

Government will encourage both citizens and government structures to protect themselves and their property to the best of their ability at all times. It will not provide assistance to citizens who have failed to take proper precautions.

Integration into development

Disaster prevention and preparedness should be an integral part of every development policy.

Equity

Disaster assistance must be provided in an equitable, consistent and predictable manner without regard to economic circumstances, industry or geographic location.

It must ensure community involvement

Communities must know what disaster management and risk reduction stand for, what their own responsibilities are, how they can help prevent disasters, how they must react during a disaster (and why) and what they can do to support themselves and relief workers, when necessary.

It must be driven in all spheres of government

Disasters know no boundaries. Unless disaster management and risk reduction are effectively driven at central, provincial and local government level and are made compulsory, disasters that impact on a region or country will be extremely difficult and costly to address.

It must be transparent and inclusive

Disaster management and risk reduction require transparency in the way decisions are made and information is exchanged. They must also be inclusive, ensuring that all parties responsible for implementing the ongoing programme or any of its phases, are consulted; this includes private enterprise, unions, non-governmental organisations and community-based organisations.

It must accommodate local conditions

Any efforts could be ineffective if proposals/guidelines are accepted or implemented without ensuring that they are adapted to address local conditions, which differ widely from community to community.

It must have legitimacy

The structures tasked with implementing a disaster-management programme must be recognised by all present and future key roleplayers in the various government structures, as well as among the various community structures with whom liaison is necessary.

It must be flexible and adaptable

Flexibility and adaptability must be allowed for, to take into account the rapid changes brought about by modern development, as well as external factors that might pose a threat or have an impact on the functioning of the programme. Rapid changes in community structures and the general development of an area - i.e., new industries and residential areas and environmental changes require adaptation to planning and allocation of priorities, without which applied principles will become outdated and cause frustration.

It must be efficient and effective

Unless disaster management is results-driven, in all spheres of government, it is in danger of becoming sidelined, which could in turn become costly should a disaster occur.

It must be affordable and sustainable

The allocation of funds is an important issue. Hopefully, funds allocated to the ongoing proactive facets of the disaster-management cycle will mean that funds will be required less often to coordinate disaster relief.

It must be needs-orientated and prioritised

Many existing essential and emergency services find it difficult to accept the necessity for disaster management. If the concept is understood, and is seen to address real present and future needs, it will gain acceptance and receive the correct priority it deserves.

It must be based on a multi-disciplinary and integrated approach

Disasters are social phenomena, as much as physical or economic events. Disaster reduction is thus a multi-disciplinary process, that includes environment, human settlement, human behaviour, health and public administration considerations. Only an integrated approach can have success.

Points of debate and key questions

  • Which principles should we prioritise as being the most important for disaster management?
  • Do you think the principles as they are set out here are a basis to develop a common vision?
  • Are there further principles that need to be taken into account that should inform the new management system?
  • Are there revisions to the current wording that you would like to recommend or make specific changes to?

Green Paper on Disater Management Index | Top of page

General | 1. Introduction | 2. Key principles for a Disaster Management policy | 3. Different approaches to Disaster Management | 4. Current situation in managing diasaters | 5. Ensuring that a system for Disaster Management is in place | 6. Intergovernmental and civil society co-operation and co-ordination | 7. Glossary | Contents

3. DIFFERENT APPPOACHES TO DISASTER MANAGEMENT

3.1. General approaches to the management of disasters

Introduction

What measures can be taken to manage and possibly reduce the negative impacts of disasters? Disasters are not welcome events and usually when they occur, every effort is made to reduce the impact of such events.

Disaster management should include administrative decisions and operational activities that involve prevention, preparedness, response, recovery and rehabilitation at all levels of government. Disaster management does not only involve official bodies - non-governmental organisations and community-based organisations also play a vital role.

Disaster management can be viewed in a number of ways. The more traditional approach has been to regard disaster management as a number of phased sequences of action - or a continuum - as you can see in the following illustration (Figure 1):

      figure 1

In the more traditional model shown in Figure 1, disaster management occurs in stages which follow each other in a sequence. That is to say, mitigation and preparedness precede a disaster. While this may well be the case, it is also often observed that the sequences of action occur simultaneously - as you can see in the illustration of the expand-contract model below (Figure 2).

      figure 2

A new model for disaster management

In this alternative view of disaster management - the expand-contract model - disaster management is seen as a continuous process. Disasters are managed in a parallel series of activities rather than in a sequence of actions. The different strands of activities or actions continue side by side, expanding or contracting as needed.

For example, immediately after a disaster event - such as a flood - the "relief and response" strand will expand to cope with the immediate effects of the disaster. But as time passes, the "recovery and rehabilitation" strand - including prevention to mitigate against possible future disasters - will expand to address the rehabilitation needs of the affected community. The relative weighting of the different strands will also vary depending on the relationship between the hazard event and the vulnerability of the community involved.

This approach acknowledges that disaster management usually includes a number of interventions and actions that may be occurring simultaneously (at the same time) and not always in phased succession (one after the other). In the case of droughts, for example, drought relief, recovery and mitigation may often occur at the same time.

Despite the existence of different approaches to disaster management, disasters are often managed haphazardly. The approach taken to disasters may thus be as costly (or even more costly) than the event itself. People are unprepared, and when the event occurs (even slow-onset disasters) it usually triggers haphazard reactions, which often result in crisis management. Awareness of disasters and of one's vulnerability to such events can, however, reduce the impacts of such events.

Community involvement must always be part of the disaster management approach. The importance of community involvement can best be described with an example.

Awareness and mitigation can reduce disaster impacts

Community awareness of disasters can greatly reduce the overall costs of such events. In Laingsburg in 1981 people had not previously experienced severe flooding and were therefore completely unprepared when a severe flood hit the town. As a result of this unpreparedness, 104 lives were lost during the flood.

By contrast, the floods which struck Ladysmith in 1994 caused relatively little loss of life. This was largely because the low-lying areas around Ladysmith are frequently flooded and the risk of disasters is higher. The communty is therefore better prepared for the disaster and better able to limit its effects.

Note that awareness includes all the people concerned and not merely officials. Community awareness and effective mitigation are therefore a critical element of disaster management.

3.2. Key elements of disaster management

Examples of disaster management strategies are provided below. These are not the only ways that disasters can be managed and are only meant to prompt institutions dealing with disasters to become better prepared for disasters.

Prevention

Government departments and municipalities can better prevent a disaster by conducting certain activities before a disaster occurs. These can include constructing a dam or levee to control flood waters; or control burning-off programmes in a veld fire area, and ensuring that there is proper socio-economic development and active ownership and participation of communities along the disaster management continuum (all the phases of the disaster management cycle).

Mitigation

Disaster mitigation refers to measures that can be taken to minimise destructive and disruptive effects of hazards and thus lessen the scale of a possible disaster. Disaster mitigation can occur at any time.

A disaster plan and structure (e.g., disaster committee at the local level) should be established. Each plan will be site or local specific and as such must be tailored for the municipalities concerned. For example, coastal towns may develop a series of building codes so as to reduce losses in the event of heavy rains and strong winds associated with a cyclone. Rural towns may have to plan for veld fires, droughts and improved water management.

Disaster mitigation can be achieved through proper engineering, spatial planning, municipal management and conflict resolution.

Preparedness

Preparedness measures such as the maintenance of inventories of resources and the training of personnel to manage disasters are other essential components of managing a disaster. Furthermore, this should be an ongoing, regular function of local government departments. These measures can be described as logistical readiness to deal with disasters and can be enhanced by having response mechanisms and procedures, rehearsals, developing long-term and short-term strategies, public education and building early warning systems.

Risk assessments (identifying those areas and people that may be at risk of a disaster before a disaster occurs) are also essential and may complement development strategies in local areas. The development of "suitable" housing for those living in urban, flood-prone areas cannot be undertaken without a risk assessment for development (and flood-reduction) planning. Efforts do not therefore have to be doubled and the two (development and disaster reduction) can occur simultaneously.

Preparedness can also take the form of ensuring that strategic reserves of food, equipment, water, medicines and other essential material are maintained in cases of national or local catastrophes.

Response and relief

If a disaster does occur then response and relief have to take place immediately; there can be no delays. Delays will occur if government departments and municipalities have no clear plans to manage such events. It is therefore important to have contingency plans in place. Imagine the following scenario:

A flood has occurred in an area and there are also strong winds. Fear and chaos break out. Members of the public are swamping emergency services with pleas for help and the mayor's reputation is on the line.

A well-managed team of government and local players should be prepared and know where to go, what to do... If the situation is managed in a crisis way, then people rush off in all directions, waste valuable time, and even make serious mistakes as a result of their actions.

Search and rescue plans need to be clear and all roleplayers need to know their role and function in such activities. Basic needs such as shelter, water, food and medical care also have to be provided and a plan needs to be in place (outlining who is responsible for such activities, etc.)

Rehabilitation

Interventions are also needed after a disaster occurs. In many ways this is the most difficult period for the victims. Job-producing activities, construction works and public works programmes may be needed to name but a few. The victims cannot be forgotten once the immediate disaster has passed.

Disaster management, as shown by these examples, requires effort and commitment by the various role players. The capacity must be built to handle such events, and training programmes are essential. Duplication of efforts should be minimised and financial resources appropriately controlled. In certain cases, the "expand and contract" model is best, with local government personnel conducting disaster management in their everyday activities and then "expanding" these when needed. It is important to note that disasters are non-routine events that require non-routine response. Governments cannot rely on normal procedures to implement appropriate responses - they will need to learn special skills, techniques and attitudes in dealing with disasters.

The key elements of disaster management listed above are important in providing governments with the capacity to deal with disaster management at various stages. This is not an exhaustive list of areas, simply the most important ones. A new system needs to incorporate some of these key elements into its management plans.

Green Paper on Disater Management Index | Top of page

General | 1. Introduction | 2. Key principles for a Disaster Management policy | 3. Different approaches to Disaster Management | 4. Current situation in managing diasaters | 5. Ensuring that a system for Disaster Management is in place | 6. Intergovernmental and civil society co-operation and co-ordination | 7. Glossary | Contents