CHAPTER I :
GENERAL OVERVIEW OF THE RATIONALISATION PROCESS
Introduction
A fragmented public service
Amalgamation and rationalisation
Rationalisation, reconstruction and development
Challenges of rationalisation
CHAPTER 2:
SELLING A NEW LEGAL FRAMEWORK IN PLACE
Introduction
Legal framework
Rationalisation of legal instruments
Subsequent developments
Evaluation
CHAPTER 3:
ASSIGNMENT OF POLITICAL EXECUTIVE POWERS FOR THE ADMINISTRATION OF LAWS
Introduction
Complexity of the task
Execution
Assignment of Laws to Provincial Governments
Evaluation
CHAPTER 4:
ORGANISATIONAL RATIONALISATION
Introduction
Scope
Execution
Challenges and constraints
Evaluation
CHAPTER 5:
RATIONALISATION OF TERMS AND CONDITIONS OF SERVICE
Introduction
Constitutional guarantees.
Steps to achieve uniformity in conditions of service
Disparities to be addressed
Amendments to legal instruments Statutory mandate
Negotiations Uniformity measures
Support initiatives
Pensions rationalisation
Evaluation
CHAPTER 6:
STAFFING THE RATIONALISED STRUCTURES
Introduction
Staffing implications
Approach to staffing
Chapter B (Special)
Right sizing
Policy on representativeness
Staffing the rationalised sructures
Progress on representativeness
Statutory review bodies
Evaluation
CHAPTER 7:
MANAGING THE RATIONALISATION PROCESS
Introduction
Planning
Organisational arrangements
Intergovernmental co-ordination
Interaction with Directors-General
Assignment and delegation of powers
Support of provinces
Reporting
Costs
Rationalisation as a precursor to the transformation of the public service
Evaluating rationalisation
LIST OF ANNEXURES
ANNEXURE A
The Constitution of 1993 and the public service
ANNEXURE B
Summary of Constitutional provisions dealing with the transitional
arrangements for and the rationalisation of public administration
ANNEXURE C
Departmentalisation models: national level
ANNEXURE D
Departmentalisation models: provincial level
This is a special report of the Public Service Commission for tabling in Parliament, in terms of the Public Service Commission Act. Various aspects of the rationalisation of the Public Service were reported on briefly in the Commission's annual reports for 1994 and 1995. In view of the magnitude and historical importance of the rationalisation of public administration, the Commission considered it necessary to submit a special report on rationalisation. The work presented in this report is a contribution to the building of a unified and democratic public service.
A considerable amount of preparatory work, research and reflection on the public service was undertaken in the period preceding the first democratic election. This preparation consciously anticipated and contributed to the multi-party negotiations around the Interim Constitution. The work constituted timeous recognition of the magnitude and complexity of setting up a new system of administration and a new public service for the country. The task of operationalising the Constitutional mandate of rationalisation required visionary leadership, innovation and creativity. Professionals in the field of government organisation and personnel administration were sensitised to the mammoth task at hand.
Given the magnitude and historical importance of the rationalisation exercise, tribute must be paid to the following individuals:
*Special thanks to the two former Members of the Commission, Dr Roe Venter and Mr Ian Robson, for their invaluable contribution to the process of rationalisation.
Chapter 1 of the report provides a general introductory overview of the scope and nature of the rationalisation process. Chapters 2 to 6 address the major aspects of rationalisation, i.e. the legal framework, the assignment of the administration of laws, organisational rationalisation, the rationalisation of conditions of service, and staffing. Chapter 7 deals with the management of the rationalisation process. Chapter 8 provides an evaluation of the results of the rationalisation process, as well as juxtaposing and relating rationalisation to transformation and reform.
PROF. S. S. SANGWENI
MR. J. H. ERNSTZEN
DR. S. VIL-NKOMO
R. Y G. MUTHIEN
ADV. S. A. VISSER
DEFINITION:
In the South African context, rationalisation can be defined as the process
of moving from a fragmented and dysfunctional system of administration
to one which constitutes a balanced, integrated unity in which every component
is essential for the effective functioning of the whole.
I. INTRODUCTION
The rationalisation of public administration to serve a democratic South Africa was mandated by the Interim Constitution of the Republic of South Africa, which came into effect on 27 April 1 994. This report covers the period from May 1994 to June 1996. The relevant provisions of the Constitution are voluminous and complex, an unavoidable feature of the Constitution necessitated by the need to establish legal certainty concerning all aspects of the metamorphosis the country was to undergo. However, the essence of the rationalisation which was to be effected is captured in the Constitutional stipulations requiring that -
To implement these basic Constitutional stipulations, clear and unambiguous in themselves, a process had to be launched and carried through which in its magnitude and complexity was without precedent in the history of South Africa.
2. A FRAGMENTED PUBLIC SERVICE
At the time of the completion of the multiparty negotiations, the coming into being of the first democratic government and the Interim Constitution, eleven systems of government and administration existed in South Africa. Each of these systems focused on a particular geographic area, thus leading to total fragmentation of governance in South Africa as a whole. These were the systems of -
Although Transkei, Bophuthatswana, Venda and Ciskei were referred to in official South African documentation as independent states, they were never accepted as such by the majority of South Africans and the international community, while their position in international law could at best be described as problematic.
Each of the ten systems of government and administration contained, at least or. paper, the three basic components of systems of governance: a legislative assembly, a political executive and an administrative organisation staffed by public servants. At the tinge of the termination of the old dispensation, the governments of three of the "independent" states were under former homeland/bantustan military leaders and the rest were in a state of total confusion, with varying implications for the particular legislative and political executive institutions, while the administrative institutions (mainly departments and linked parastatal institutions) continued with their operations as best they could under the circumstances.
Each of the states and territories had its own body of statutes and subordinate legal prescripts regulating matters within its legislative competence. The legislatures of the four TBVC states adopted laws covering virtually the whole array of functions of the state. The legislatures of the six self-governing territories were, as their subindependent categorisation suggests, restricted to passing laws on matters specifically assigned to them by the central Parliament of South Africa. Their competence nevertheless encompassed a great many matters covering most of the state functions, notable exceptions being foreign affairs, defence, police and public finance. As far as the Republic of South Africa itself was concerned, the body of statutes contained, in addition to the Acts of Parliament, four sets of ordinances applicable respectively to the provinces of Transvaal, the Orange Free State, Natal and the Cape Province. These ordinances had been adopted by the former provincial councils up to their dissolution in I 986, had not been repealed, and were of equal force and effect in the respective territories as if they were Acts of Parliament.
In its pre-rationalised state, South Africa therefore operated under not one, but a multiplicity, of statute books and subordinate legal prescripts, individual laws differing as to their territorial applicability and often differing in the ways in which they dealt with the same or similar matters. The awesome problem presented to the rationalisation of public administration by this large and confusing mass of laws and other prescripts, applying in a differentiated manner to various parts of the national territory, is self-evident.
Each of the eleven systems of government and administration had its own public service. There was general agreement as to what the public service was, i.e. a body of persons or personnel corps deployed in departments, administrations, offices and services, each under the direct control of a political office holder, and having the terms and conditions of service of its members regulated by a law applying specifically to it. However, each of the eleven public services was a separate entity under its own Public Service Act, with its own public service commission or other form of central personnel authority. Although officers of the South African (central) public service were seconded in quite substantial numbers to the other ten public services, there was no provision for career movement of individuals between the various public services. If an individual wished to become a member of another public service, he or she had to resign his or her position and be appointed anew in the other public service.
Historically, each of the other ten public services had been hived off from the South African public service at the time of the granting of self-government to a particular territory. 'when a territory- opted tor "full" independence, as was the case with Transkei, Bophuthatswana, Venda and Ciskei, its public service was absorbed into the new state. The "family relationship" of these public services with the mother South African public service, in terms of their regulatory prescripts, and, in general, the formal model of administration, was clearly discernible. However, each system underwent varying degrees of change with the passage of time, with the public services of the self-governing territories remaining quite close to the parent model, while those of the TBVC states tended to change quite markedly in certain aspects. This was particularly the case as far as the classification and grading structure, as well as remuneration and other conditions of service, were concerned. In the final days of the old dispensation, there was mounting evidence of irregular and unjustified manipulation of the formal system in order to benefit certain of ficials and classes of officials, prompting the Constitution writers to establish a Special Tribunal to review such cases. These issues are dealt with in the chapters which follow.
The approximate size of the eleven public services was as follows at the end of September 1993:
|
|
||
| South Africa (core public service) (Source: Payroll Statistics as at 30 September 1993) |
746 400 | |
| "Independent" states (Source. Department of Foreign Affairs) Transkei Bophuthatswana Venda Ciskei |
94 700 65 000 30 500 30 600 |
220 800 |
| Self-governing territories (Source: Payroll Statistics as at 30 September 1993) Gazankulu Kangwane KwaNdbele Kwa Zulu Lebowa QwaQwa |
35 100 15 300 12 500 82 500 59 600 15 400 |
|
| TOTAL | 1 187 600 | |
3. AMALGAMATION AND RATIONALISATION
The new Constitution envisaged a single public service deployed between a central administration and nine new provincial administrations, with the continuance in service of all public servants in the employ of all former governments on the day preceding the implementation of the new Constitution, and with the retention of certain terms and conditions of service guaranteed. To convert eleven public services, with varying degrees of similarity and dissimilarity, and numbering approximately 1,2 million people, into a single public service, implied a massive exercise. Extensive legal drafting would be necessary, together with a comprehensive re-ordering of the personnel corps to establish uniformity not only in structure but also in terms and conditions of service. This was essential in order to ensure that every class of official, and indeed every individual official, would be absorbed into the new public service in a Constitutionally accountable manner.
3.1 Organisational rationalisation
Turning to flee question of organisational structures, it should be noted that, prior to rationalisation, South Africa was served by fifteen discrete administrations: the central administration of the Republic of South Africa, the administrations of the four provinces of the Republic, the administrations of the six self-governing territories within tile Republic, and the administrations of the four "independent" states. The Interim Constitution stipulated that there would be one central administration and nine provincial administrations; in effect, fifteen existing administrations had to be consolidated into ten new administrations (see map often Provincials Admi/?isirafions opposite). This would be a major and complicated exercise requiring the division, combination, integration or phasing out of a great many organisational components, with the almost inevitable disruption, uncertainty and concern attendant on large scale reorganisation.
3.2 Division of powers and functions
The most challenging technical factor to be dealt with in redesigning the machinery of government was the division of functions and powers as directed by the Interim Constitution. The Constitution essentially linked functions to legislative powers so that, simply stated, each level of government would perform functions in line with its assigned legislative competence. Legislative competence in matters not specifically dealt with in the Constitution would vest in the national Parliament. The matters concerning which tile provincial legislatures could make laws were stipulated in a schedule to the Interim Constitution. I lowever, and this would be of crucial importance in the reorganisation of government strrictures, an Act of Parliament would prevail over a provincial law in certain respects stipulated in the Constitution. These Parliamentary "overrides" are focused on effective regulation in general; regulation or co-ordination by uniform norms and standards; the setting of minimrin~ standards; economic unity and development; protection of the environment; maintenance of national security; and the safeguarding of public health. To determine what had to be done by national departments in relation to the provincial domain would require careful function analysis, interpretation of the Constitutional language on overrides and, in many instances, agreement on limits of competence between political office holders at national and provincial level.
3.3. Staffing
Staffing logically follows organisation and, to achieve effective administration, it is a Sikh qua noes that, having redetermined the organisational structures of government, such structures must be properly staffed. In practice, staffing is a matter of placing people in posts or, more precisely, placing the right people in the right posts. In the rationalisation context, staffing would understandably be a highly sensitive, and, in certain respects, also a contentious matter.
There were two major considerations which would influence and complicate the staffing of the rationalised structures. In the first place, although the Constitution stipulated that all serving public servants would continue in service on its mplementation, it was surmised that there were a greater number of people in the employ of government than were realistically required to ensure effective administration under the new dispensation. The probability of situations of large scale redundancy arising, with serious implications for the careers and personal lives of many public servants, had to be faced. Secondly, staffing processes would have to abide by the Constitutional stipulations concerning the characteristics of the new public service. This included an injunction that the public service be broadly representative of the South African community. While requiring broad representativeness in the composition of the public service, and stipulating that the public service should be accessible to all South African citizens, the Constitution also retained the merit principle, widely recognised in the administration of public services, by further stipulating that in the making of any appointment or the filling of any post, the qualifications, level of training, merit, efficiency and suitability of qualifying candidates were to be taken into account. By acknowledging and mandating both representativeness and merit in making public service appointments, the Constitution directed the staffing process into largely uncharted waters, placing tremendous demands on the Commission as the body charged with providing leadership in this highly sensitive area of administration.
The staffing of the rationalised structures had to take place in a psychological environment in which, on the one hand, a great many serving public servants were deeply concerned about their jobs and prospects in the new public service while, on the other hand, a large number of previously excluded people, who through circumstance of the past had been prevented from joining the public service, cherished the hope of being, and indeed expected to be, admitted to the new public service. Reconciling the manifest fears, anxieties, hopes and expectations of a great many people would obviously place great demands on the staffing process.
4. RATIONALISATION, RECONSTRUCTION AND DEVELOPMENT
The Government White Paper on Reconstruction and Development was tabled in Parliament on 15 November 1994. Chapter 5 of the White Paper dealt with public sector restructuring. The importance of building a unified, cost effective and efficient public service was emphasised, while at the same time requiring strict control of its size. As far as the latter aspect was concerned, the White Paper took the line that there ought to be no, or only minimal, growth of staff complements, while a concerted effort was made to redeploy personnel to meet the staffing requirements of reconstruction and development programmes. Reference was made to the revision of public service legislation, regulations and coded instructions which had taken place up to that point. An indication was given of the need for further revision, including revision of the Public Service Commission's role in the system of public administration.
The White Paper envisaged fundamental revision of the public service system, with particular emphasis being placed on affirmative action, training, productivity enhancement and labour relations. The White Paper on Reconstruction and Development was the first statement of Government policy with a bearing on the rationalisation of public administration. Chapter 5 of the White Paper especially would serve as a general directive in giving effect to the Constitutional injunctions of a unified public service and efficient 8 administrations at the national and provincial levels of government. The fact that the White Paper was tabled many months after the rationalisation process had commenced did not present substantial difficulties for rationalisation. This was so partly because the Commission had been privy, and indeed had contributed, to successive drafts of the White Paper, and partly because the White Paper was to a large extent an affirmation of the Reconstruction and Development Programme of the majority party in the Government, which had already been published in 1993. In giving direction to rationalisation, the Commission was therefore able to anticipate the final content of the White Paper. The Commission was committed, on the basis of its Constitutional mandate, to pursue rationalisation as rapidly as possible, and at no stage considered delaying the process until a formal statement of Government policy on the matter had been issued.
5. CHALLENGES OF RATIONALISATION
The problems, indeed also the challenges, of rationalisation were characterised throughout not only by the magnitude and technical complexity of the steps to be taken to bring about what the Interim Constitution required, but also by the very practical question of how best to proceed. A metamorphosis of epic proportions had to be accomplished; it had to be completed within a credible period of time; a great number of role players with divergent orientations and concerns would be involved; the delivery of services had to continue with minimal disruption while fundamental change was taking place; and the morale and confidence of both public servants and the public had to be maintained at an acceptable level. Clearly, some plan of action was required. The Commission set itself the task of devising a plan of action which would identify the essential steps and actions which would need to be taken to effect the rationalisation of public administration without compromising the orderly maintenance of essential services. Particulars of the plan are included in Chapter 7 of this report.
It was impossible to say how long rationalisation would take; indeed, it was debatable what particular action would actually signal the completion of rationalisation. The Commission envisaged at the outset that rationalisation would take a year or more. In the event, more than two years were to pass before it could be said that rationalisation had substantially been finalised.
SETTlNG A NEW LEGAL FRAMEWORK IN PLACE
1. INTRODUCTION
For the rationalisation of public administration in South Africa to occur, a revised and adjusted legal framework had to be set in place. Since the creation of the South African state in 1910, public administration was governed by a specific framework of laws for the public service. Thus, as far as organisation, staffing and financial administration were concerned, government departments, services, offices, and parastatal institutions generally, were regulated by specific statutes.
2. LEGAL FRAMEWORK
The foundation of the new legal framework was provided by the Interim Constitution of 1993.
'I'he Constitution provided for a Public Service Commission and a unified South African public service, functioning on the basis of democratic values. The powers and functions of the Public Service Commission were enshrined in the Interim Constitution and the framework for the administration of the Public Service was elaborated in a revised Public Service Act.
The Public Service Labour Relations Act (PSLRA) was also amended in line with the Constitutional principles. The PSLRA, which was adopted at the end of 1993, extended full labour rights to members of the South African public service for the first time. No corresponding Acts had been adopted in the other ten public services in South Africa. The Constitution and the PSLRA extended labour rights to all workers, including public servants, in South Africa.
The Public Service Regulations, proclaimed by the President, supplemented the provisions of the Public Service Act, while the Public Service Staff Code, issued by the Public Service Commission, regulated the administration of the public service in greater detail. These legal prescripts were voluminous. The Public Service Regulations consisted of 113 pages of print and the Staff Code of some 1380 pages. The Regulations and the Staff Code formed an integral part of the legal framework regulating the staffing and administration of the public service, and they therefore needed to be systematically reviewed, and, where necessary, amended, to be consistent with the Constitutional provisions.
The Constitution stipulated that a provincial legislature may provide by law for a provincial service commission to act as a central personnel authority in the province. Such a commission would be "subject to norms and standards applying nationally". In building a new legal framework, provision had to be made for the establishment of provincial service commissions. Two aspects were of particular importance: there would have to be an alignment of the roles of the Public Service Commission and provincial service commissions within a single public service, and national norms and standards would have to be issued on all aspects of administration.
The Interim Constitution included comprehensive provisions on the National Defence Force and Police Service. Both formed part of the public service, but separate legislation, distinct from the F'ublic Service Act, was necessary to give full effect to the Constitutional provisions. Although educators, a major component of the public service, were not specifically regulated by the Constitution, the employment of educators was regulated by a separate service Act.
Clearly, the legal framework regulating tile total public service had to be designed to accommodate intra-public service differentiation. It was, however, inevitable that uncertainty or ambiguity would arise, especially over the division of roles and competences of key role-players at both national and provincial levels.
The consolidation of public services and administrations and the setting up of a new national administration and nine new provincial administrations required a comprehensive review and rationalisation of financial and audit legislation. Legislation on these aspects of public administration was not under the Commission's purview and is thus not dealt with in this report of the Commission.
The scope and complexity of developing a rationalised legal framework for public administration, as well as the urgency to complete the task, presented the Commission with a major challenge.
The Government of National Unity was sworn in in May 1994, followed soon after by the election of provincial Premiers and the appointment of the provincial executive councils. The public service is the executive arm of government. A new, unified public service, replacing the eleven separate public services of the former dispensation, had to be available to the newly appointed political executives at both national and provincial levels, as a matter of urgency.
The bridging provisions in the Constitution could keep public servants in employment and public institutions functioning. It was, however, in the interests of efficient and credible government and administration to have the new public service functioning under the new political leadership as soon as possible. Indeed, the establishment of the major administrative units of government of the reconstituted state could only be effected in terms of a new Public Service Act. In view of its role in the administration of the public service, the same urgency applied to legislation concerning the Public Service Commission.
3. RATIONALISATION OF LEGAL INSTRUMENTS
The necessity to establish the new public service speedily short-circuited the normal Parliamentary route for the enactment of new or amended legislation. Indeed, the newly elected Parliament and provincial legislatures would only commence their initial sessions weeks after the political executives had been appointed. The Commission accordingly advised Government that Presidential proclamation be utilised to establish the basic legal framework required for the staffing and administration of the new public service, including the F'ublic Service Act, the Publie Service Commission Act and the Publie Service Labour Relations Act. The Public Service Regulations and a new Staff Code could be created in terms of the new Public Service Act, the former by proclamation of the President, on the recommendation of the Commission, and the latter by directive of the Commission. The route of promulgation, due to the urgency to have a regulatory framework in place and to avoid a legal and administrative vacuum from arising, forfeited the legitimacy that the Parliamentary process would have accorded these legal instruments.
The approach followed was to revise the existing prescripts (Acts, regulations and coded instructions) in line with the Constitution. While it was foreseen that a complete revision and redrafting of prescripts would be necessary at an early date, the urgency of the matter precluded such an approach. While the revision of the existing prescripts was not the optimal approach, the need to have the new public service established and functioning in line with the Constitutional directives speedily was conclusive.
On the proposal of the Commission, it was decided to replace the Publie Service Act, 1984, and the Public Service Labour Relations Act, ] 993, in toto by Presidential proclamation. The existing content was amended to bring the Acts into line with the Constitutional provisions. The Commission envisaged a similar replacement action in respect of the Commission for Administration Act, 1984, but was advised by the State Law Advisers to simply amend the Commission for Administration Act, 1984, in line with the Constitutional provisions. The amendments included the deletion ot sections already fully stipulated in the Constitution. An interesting amendment was the substitution of the title of the Act, while retaining the year of assent, leading to the oddity of a body created by a Constitution of 1993 being regulated in certain r espects by an Act of 1984.
The detailed work involved in the systematic revision of the relevant Acts, the Public Service Regulations and the Public Service Staff Code was entrusted to the Office of else Commission. Ale specialised components in the Office of the Commission dealing respectively with government organisation, personnel structures and conditions of service, and staffing and personnel management, were all closely involved in the work, each attending to its particular area of concern. Inputs were fed to a central co-ordinating point where final consolidation and processing took place. In the drafting of the replacement Publie Service Act and F'ublic Service Labour Relations Act, the Office of the Commission was assisted by project teams composed of experienced officials drawn from the secretariats of previous service 12 commissions. In accordance with established practice, the final vetting, adjustment and certification of the draft Acts was done by the State Law Advisers.
The draft Public Service Act and draft E'ublic Service Labour Relations Act were cleared with the recognised employee organisations of the former public services, senior management of the different public services, the national Ministers and the Premiers of the provinces. The amendments to the Commission for Administration Act were cleared with the outgoing central personnel authorities.
The components of the package of revised prescripts were proclaimed or issued as follows:
|
|
|
| Public Service Act, 1994 | Proclaimed by the President on 3 June 1994 |
| Public Service Labour Relations Act, l994 | Proclaimed by the President on 11 June 1994 |
| Amendments to the Commission for Administration Act, 1984 (renamed Public Service Commission Act) | Proclaimed by the President on 8 June 1994 |
| Public Service Regulations | Proclaimed by the President on 10 June 1994 |
| Public Service Staff Code | Issued by the Public Service Commission on 10 June 1994 |
Some importent features of the revised legal framework set In place in Jure I 994 are discussed below.
3.1 Public Service Commission Act, 1984
The Commission for Administration (CFA) Act, 1984 was amended to bring it into line with the Constitutional provisions on the Public Service Commission and the title of tile Act was substituted. Other significant alterations were as follows:
3.2 Public Service Act, 1994
The new Act followed the structure and content of the Public Service Act, 1984, as amended. However, a substantial number of changes and innovations were made:
3.3 Public Service Labour Relations Act, 1994
The Public Service Labour Relations Act, 1994, largely retained the provisions of its forerunner of 1993. However, the new Act had to accommodate the changed Constitutional situation, in which all public servants would henceforth enjoy full labour rights and there would be a new level of employment in the form of the provincial governments. The important differences between the new Act and the one that it replaced were as follows:
3.4 Public Service Regulations
The newly proclaimed Public Service Regulations were especially noteworthy for the addition of a chapter dealing with organisational and establishment matters. The need for such a chapter could be adduced from the provision which was made in the Interim Constitution for the establishment of provincial service commissions. Such a commission would have powers of recommendation, direction and investigation concerning, inter alia, the establishment and organisation of departments of the province, but, in exercising its powers, would be subject to norms and standards applying nationally. With the establishment of provincial service commissions imminent, it was necessary to urgently set in place norms and standards governing organisational and establishment matters. Chapter J of the Public Service Regulations did precisely that. The main features of this innovation to the prescripts were:
3.5 Public Service Staff Code
As the practical manual used by departments in the day to day administration of personnel, the Staff Code was brought into line with the rest of the revised legal framework. The Staff Code was substantially revised and re-issued by the Commission:
4. SUBSEQUENT DEVELOPMENTS
The preceding paragraphs deal with salient features of the revised and re-established legal framework for the administration of the public service which was set in place in dune 1994, following the commencement of the Interim Constitution at the end of April 1994 and the assumption of of rice of the new political executives at national and provincial level in May 1994. Since that time, a changed and enriched value system, as embodied in the Interim Constitution, has further influenced the legal framework within which the staffing and administration of the public service takes place. The major developments since June 1994 which have impacted substantially on the rationalisation of public administration are noted below:
Some aspects of the revised legal framework which have been briefly touched upon in the foregoing discussion are further elucidated in other chapters of this report which deal separately with the major facets of rationalisation.
5. EVALUATION
The public service constitutes a unique personnel corps within the ranks of the employed. The Public Service Commission functions to ensure the basic safety, order and well-being of the population. The Commission performs its functions in a sensitive and, at times, highly charged political environment, while its activities are subject to ongoing close scrutiny by Parliament and the media. The special nature of the public service and the environment in which it operates is characterised by a comprehensive body of prescripts or legal framework regulating its staffing and administration. Every facet of a public servant's employment is anticipated and regulated in detail. This is necessary to ensure public accountability, as well as fairness and reasonableness in the treatment of public servants.
Against this background, the importance of the work undertaken to re-establish an acceptable legal framework for the new public service is self-evident. This was no easy task, encompassing, as it did, a large volume of prescripts accommodated in a number of inter-related legal instruments (Acts, regulations and coded instructions) The work was characterised by the need for great care in the revision and adjustment, where necessary, of every section, paragraph and sentence in order to ensure legality, certainty and fair and reasonable treatment for both employer and employee. A number of substantial new policy instruments and measures had to be developed in order to give effect to the Constitutional directives concerning the public service. Every aspect of the work demanded priority attention, as well as sufficient consultation with interested parties, placing considerable pressure on those engaged In its performance and oversight. In general, satisfactory and timeous progress was made in the re-establishment and further development of the legal framework necessary to address the immediate and short term needs posed by the staffing and administration of the new public service. The comprehensive and fundamental review of the public service system and its legal framework is under way as part of a transformation programme ensuing from the rationalisation process.
|
|
|
| August 1994 | Exemption of temporary employees disadvantaged by previous employment practices from compliance with health requirements for permanent appointment. |
| December 1994 | Issuance of Chapter B (Special) dealing with the staffing of rationalised structures. |
| January 1995 | Procedural improvements to Chapter B (Special). |
| February 1995 | Procedural improvements to Chapter B (Special) and amendments to bring text into line with the Public Service Act. |
| March 1995 | Issuance of Chapter B Vll: Promotion of a public service which is broadly representative of the South African community. |
| April 1995 | Chapter B (Special): Negotiable maximum period of notice for officials opting for early retirement increased from three to eighteen months. |
| June 1995 | Chapter B (Special): Provision made for absorption of a serving official in a post one grade lower, with retention of salary notch as personal. |
| July 1995 | Chapter B (Special): Amendment to make it clear that a post can be filled affirmatively also by the transfer or promotion of a serving official. All such posts to be advertised with stipulation of the representativeness objective. |
| August 1995 | Amendment to extend home owner allowance scheme to married women and single employees without dependents. |
| December 1995 | Chapter B (Special): Extension of the life span of the special staffing measures to 28 February 1996. |
| January 1996 | Chapter B (Special): Interim delegation to departments of Commission's recommendatory powers to fill posts up to the level of Chief Director. |
| February 1996 | Amendment of personnel evaluation questionnaire to remove evaluation of proficiency in a second language. |
| April 1996 | Chapter B VII (Representativeness): Addition of an annexure providing for the continued promotion of representativeness in the light of the lapsing of Chapter B (Special). |
| April 1996 | Devolution of authority to departments and administrations to do their own advertising of posts outside the public service. |
| April 1996 | Filling of posts up to the level of Deputy Director-General. |
ASSIGNMENT OF POLITICAL EXECUTIVE POWERS FOR THE ADMINISTRATION OF LAWS
I. INTRODUCTION
Even though a new Constitution had been adopted establishing a fundamentally different state, the day to day administration of the country had to proceed on the basis of the country's existing laws until such time as the new legislatures at national and provincial level could amend or repeal legislation, or enact new legislation. An essential part of the rationalisation of public administration entailed the assignment of the administration of existing laws to the new political executives at national and provincial level.
2. COMPLEXITY OF THE TASK
The assignment of laws was obviously a matter of great urgency. Following shortly on the commencement of the Interim Constitution, a national Cabinet and Executive Councils in each of the nine provinces had assumed of rice. The executive role to be fulfilled immediately by each Minister and Member of Executive Council (MEC) would to a large extent be determined by the laws assigned to him or her for administration. Until assignment had taken place, Ministers and MEC's could in general not function effectively as political executives in their allotted areas of governmental responsibility. A law almost invariably designates a political of ficeholder who will be responsible for its general administration, as well as for the decision of matters specified in the law. With few exceptions, each one of the vast number of laws in operation in the country had to be linked to the appropriate Minister or MEC as quickly as this could possibly be done.
The task to be carried out was an enormous one. There was not just one statute book to be apportioned and assigned, but fifteen. Prior to the establishment of the new South African state, the old Republic of South Africa, the four "independent states" and the six self-governing territories each created and maintained its own body of statutes. The legislatures of Transkei, Bophuthatswana, Venda and Ciskei were competent to, and did in fact, adopt laws covering virtually the whole array of typical state functions. The legislatures of the self-governing territories were, as their sub-independent categorisation suggests, restricted to adopting laws on matters specifically assigned to them by the Parliament of the Republic of South Africa. Their legislative competence nevertheless encompassed a great many matters covering most state functions; notable exceptions being foreign affairs, defence, police and public finance. In the Republic of South Africa itself, there were, in addition to the central body of statutes, four separate sets of ordinances applicable respectively in the provinces of Transvaal, the Orange Free State, Natal and the Cape Province. These ordinances were adopted by the former provincial councils up to their dissolution in 1986, had not been repealed, and were of equal force and effect in the respective provincial territories as if they were Acts of Parliament.
The assignment of laws, especially as far as the provincial administrations were concerned, was complicated by a number of factors.
Firstly, although the Interim Constitution denoted a number of matters as falling within the provincial domain, the legislative competence of the provinces in respect of such matters was made subject to the overriding competence of the national Parliament in respect of certain matters and aspects of matters. In essence, a Parliamentary law would prevail over provincial legislation where -
As provincial executive powers are to a large extent derived from provincial legislative powers, the way in which the Interim Constitution apportioned legislative powers between the national and provincial levels of government, and especially the stipulated overriding competence of the national Parliament, was a major factor to be taken into consideration when assigning the administration of laws to provincial executives. Existing laws had been written to fit a system of government and administration vastly different to that envisaged by the Interim Constitution. By implication, a great number of laws presenting as candidates for assignment could not be assigned as they stood. They would need to be carefully scrutinised, and their assignment would have to be accompanied by appropriate amendment or qualification.
Secondly, many national laws dealing with matters falling within the newly defined provincial domain had been written to apply within a unified national area of jurisdiction, but would now have to be suitably amended to make their segmented application (in nine provinces) possible. A similar situation existed in relation to ordinances of the former Transvaal and Cape Provinces. The area to which Transvaal provincial ordinances applied had been apportioned between four new provinces, namely Northern Province, Mpumalanga, North West Province and Gauteng, and that to which Cape provincial ordinances applied between three new provinces: Western Cape, Eastern Cape and Northern Cape. To illustrate the problem, an ordinance setting up a particular fund with associated controlling body for a former province would have to be substantially amended to achieve a fair apportionment of the fund between a number of new provinces, with appropriate new arrangements for control over the apportioned funds.
Thirdly, although the Interim Constitution had denoted certain matters as provincial matters, had provided an overriding competence to the national Parliament concerning certain matters or aspects of matters, and had by implication reserved all other matters to the legislative (and executive) competence of the national authorities, it had not indicated the functions, or aspects of functions, to be performed at national and provincial levels. The precise division of functions was presumably to be resolved administratively. The correct division of functions between levels of government was, however, by no means self-evident; indeed, questions concerning such division were often open to much debate, argument and even serious disagreement. To take one of many examples, agriculture was denoted as a provincial matter. It was not specifically mentioned in the section of the Constitution dealing with the overriding competence of the national Parliament, but the language of that section with its references to effective regulation, norms and standards, economic unity, and so on, implied the applicability of overrides to the promotion and regulation of agriculture as a function of government. Assuming the existence of a national department and nine provincial departments of agriculture, the crucial question to be answered was what the exact functional content of the national department was to be, in contrast to that of a provincial department? Obviously, agreement or disagreement on this point would decisively influence the assignment of existing laws, or parts of laws, as well as the resolution of questions concerning the amendment of laws or parts of laws.
Fourthly, as the associated processes of reorganisation and the assignment of laws progressed, it became clear that in many instances administrative efficiency could be promoted if a national Minister, while retaining overall responsibility for the administration of a law dealing with a national matter, could delegate the application of certain provisions of the law to his provincial counterpart. An example of such an arrangement would be the issuing of trading licences at provincial level in terms of a national trade regulation Act. However, to enable the particular Minister to delegate, the law would have to make provision for delegation, necessitating the adoption of an amendment to the Act by the national Parliament.
Finally, the assignment of laws was complicated by the sheer volume of the existing legislation to be reviewed, with the associated consultations concerning applicability, amendments, qualifications and delegations; the drafting and clearing of amendments; and the preparation and processing of proclamations.
A task of great magnitude and substantial complexity was made even more difficult by the impatience, understandable under the circumstances, of the new provincial authorities to have the powers in question assigned to them. Their impatience was manifested in the exertion of sustained pressure on the Government of National Unity and the Commission, as well as direct appeals to the President, during the first six months or so of the new dispensation, calling for the expedition of the matter.
While noting the problems attendant on the assignment of laws, it is necessary to emphasise that the assigning authorities were dealing with existing laws. The new legislatures at national and provincial level were all in place by the end of May 1994, and fully competent to make new legislation on matters falling within their respective Constitutionally assigned domains. However, many months were to pass before the first provincial law dealing with a Constitutionally denoted provincial matter was adopted by a provincial legislature.
3. EXECUTION
The assignment of existing laws was regulated by the Interim Constitution, both as to the fixing of responsibility for the administration of laws under the new dispensation, as well as to the procedure to be followed with the assignment of laws to the provincial executives.
The Constitution stipulated that existing laws were to i1e ados nisteled by the new political executives on the following basis:
This rather complex categorisation of existing laws for purposes of their continued administration under the new dispensation can be sutn!na! ised as follows:
|
|
|
|
Category |
To be administered by |
| A. Non provincial matters | Minister |
| B. Matters constituting national over rides on provincial competences | Minister |
| C. Provincial matters, not subject to overrides, administered by national and provincial political office holders of the former RSA | Minister, until assigned to Members of Executive Councils |
| D. Provincial matters, not subject to overrides, administered by political office-holders of the former home lands | Members of Executive Councils |
The A and B categories indicated above applied to all existing laws, irrespective of their origin as to legislative authority under the old dispensation.
The assignment of laws dealing with non-provincial matters and matters constituting national overrides on provincial competences (categories A and B above) was implicit in the identification of the political office-holders who would in future be responsible for their administration. No further action or instrument of assignment was required.
As far as provincial matters were concerned (categories C and D above), the Constitution required assignment of the specific laws by procla!nation of the President. The President was given a discretionary authority to assign such laws, but placed under an obligation to assign the laws if so requested by the Premier of a province. In both cases, however, this was conditional upon a province having the administrative capacity to exercise and perform the powers and functions in question. In regard to the assignment of laws as contemplated in the particular section of the Constitution, the President was given extensive powers to amend, adapt, or partially repeal and re-enact a law, as well as to regulate any attendant matter, including the redeployment of resources, liabilities, rights and obligations, to the extent considered necessary for the efficient carrying out of the assignment.
To ensure an orderly transition, the Constitution included a provision regulating the position, should a provincial government be unable to assume responsibility for the administration of a law within fourteen days of the election of the Premier. In such event, the President was empowered to assign the administration of the law to a Minister of the national government until the provincial government could assume responsibility for the administration of the law.
Because of the inherent link between laws and functions, the Commission, after consultation with the State Law Advisers, issued guidelines to affected national departments as well as the old (RSA) provincial administrations, aimed at achieving a useable linkage between laws and functions for the purpose of the assignment of laws. The affected departments were those with responsibilities in the functional areas in which the new provinces would enjoy legislative and executive competence. Departments and administrations were requested to prepare assignment schedules in which laws and, where necessary, parts of laws were systematically linked to the component parts of the functions already identified for allocation respectively to the national and provincial levels of government.
The State Law Advisers, with the co-operation of departments and administrations, prepared proclamations for the assignment of the administration of laws in line with the provisions of the Constitution. To cope with the work a special team of State Law Advisers was assembled, consisting of a central component in Pretoria and components deployed in and focusing on each of the nine new provincial jurisdictional territories. Ale work of the team was led and co-ordinated by a Deputy Chief State Law Adviser. The Commission was associated with the project throughout, providing inputs and advice, especially as regards the demarcation and assignment of function components. All proclamations prepared by the State Law Advisers, and cleared with the affected departments and administrations, were processed via the Commission to the Government and the President.
The unique nature of the project is evident from the arrangements set in place for its execution. No single department, body or functionary could possibly accept full responsibility for execution. A co-operative, tripartite arrangement between departments, Stale Law Advisors and the Commission was the only way in which the assignment of the administration of laws could be successfully accomplished. In the event, a great many people contributed to the project. The Commission's role extended beyond the making of inputs and the giving of advice on the allocation of functions, to include general sponsorship of the project and the monitoring of, and reporting on, its progress.
Reference was made above to the provision in the Interim Constitution empowering the President to make an interim assignment of a law to a Minister of the national government should a provincial government be unable to assume responsibility for its administration within fourteen days of the election of the Premier. The fourteen day period lapsed on 2 I May I 994 in the case of provinces other than KwaZuluNatal, and on 25 May 1994 in the case of the last mentioned province. It soon became apparent that it would be impossible for the President to make the assignment of laws by the stated deadlines. The Commission consequently advised Cabinet on 20 May 1994 that a draft proclamation be issued by the President whereby the administration of all laws, or parts thereof, applicable to the provincial domain be temporarily assigned to Ministers of the Cabinet. Although this recommendation was accepted by Cabinet, and the proclamation was issued by the President on 3 June 1994, it did, however, cause considerable concern among the Premiers. In addition, provincial Directors-General also felt disempowered by this act of centralisation as it was seen to be stripping them of their powers. The Commission in its memorandum to Cabinet stressed that the recommended step should be seen as an interim measure, to be followed as soon as possible by a series of proclamations assigning the administration of laws to tile provincial governments. file Commission indicated to Cabinet that this could be done once the proper location of statutory executive powers (relating to existing laws) and the basic administrative infrastructures of the provincial administrations had been finalised.
Virtually from the start of the new dispensation, representations and demands emanated from the provinces for the assigurnent of executive powers to administer existing laws to be expedited. On 25 May 1994 the President met for the first time with the newly appointed Premiers, with a number of national Ministers and the newly appointed Commission also in attendance. The assignment of political powers featured prominently on the agenda. Although the matter was fully elucidated at the meeting, it was clear that the Premiers felt very strongly about the matter and expected it to be resolved without delay. Pressure on the national authorities to expedite the assignment of laws was maintained in the subsequent monthly meetings of the Intergovernmental Forum which was set up to formalise relations between the national and provincial governments. The Commission attended these meetings on invitation and on each occasion, assisted by the State Law Advisers, reported on progress made.
The assignment of laws to the provincial executives commenced in dune 1994, when a large number of laws of the former homelands and tile former RSA provinces, as well as some RSA Parliamentary laws, were assigned to provincial governments. However, provincial dissatisfaction about the matter, aggravated by the decision to assign all laws dealing with provincial matters to national Ministers as an interim measure, continued at a high level. Matters came to a head at a particularly lively meeting of the Intergovernmental Forum in August 1994. A decision was taken that political office-holders at the national and provincial levels entrusted with responsibilities regarding matters denoted in the Constitution as provincial matters, would establish joint structures to reach agreement on an appropriate distribution of powers and responsibilities. Arising from the decision, a two-tiered joint structure consisting of ministerial forums and technical committees for virtually all the major state functions, was activated. The decision of the Forum followed within days of a closely related decision of Cabinet, taken on the advice of the Commission, that all Ministers with responsibilities relating to the functional areas in which provincial matters lay should initiate discussions between themselves and their provincial counterparts aimed at reaching consensus on the allocation of powers and functions, or aspects thereof, between the national and provincial levels of government.
The decisions of Cabinet and the Intergovernmental Forum referred to in the preceding paragraph, which had as their common basic feature the full involvement of members of the provincial governments in a collaborative effort with national Ministers to resolve the issues at hand, had an immediate positive effect in reducing dissatisfaction and frustration concerning the assignment of powers. Clearly, the key political office-holders, by working together, and with the support of their departmental officials at the administrative-technical level, would themselves largely determine the rate of further progress to be made with the assignment of powers.
In the debates of the Intergovernmental Forum, the question of the administrative capacity of provinces to take responsibility for the administration of laws was raised on a number of occasions. A decision was taken at the Forum's meeting in August 1994 that the Commission should take the lead in convening a joint technical committee representative of the Commission, the Commission on Provincial Government, the Department of State Expenditure, and the provincial governments to "prepare specific definitions of administrative capacity in relation to function and province''. The adhoccommittee found it not feasible to prepare a set of definitions as envisaged by the Forum, but proposed a single general definition, against which capacity could be measured as and when necessary. The committee proposed that administrative capacity be defined as the ability to perform assigned functions effectively in accordance with certain basic requirements: clarity regarding the assignment of accountability to the relevant legislature, appropriated funds, sufficient suitable personnel, including supervisory and managerial personnel, and adequate support services. On the recommendation of the Commission, the proposed definition was accepted by the Forum in September 1994.
It should be mentioned that, as far as the Commission was concerned, administrative capacity was in general not seen as an obstacle to the assignment of executive powers, and therefore not as a factor causing delay. In the first phase of organisational rationalisation, the Commission had been instrumental in a massive redeployment of functioning organisational components from the erstwhile structures into the new provincial administrations with effect from I July 1994. With the exception of the Northern Cape, the provinces had in the process "inherited" substantial human and other resources. The Commission further held the view that even where the relocation of resources had not been completed, executive powers could be placed with the new political office-holders, with relinquishing departments continuing to do the administrative work as an interim arrangement. Obviously, matters requiring decision at political executive level would need to be channelled to the correct political office-holder.
4. ASSIGNMENT OF LAWS TO PROVINCIAL GOVERNMENTS
Following the issue of the nine initial proclamations in June 1994, a further 58 proclamations were issued up to 30 April 1996. Particulars of the numbers of laws assigned to the new provinces in terms of the 67 proclamations issued, are reflected in Table 5.
After the assignment process had been in operation for one year, the Commission decided to conduct a survey focused on the national departments, with the object of ascertaining how much work remained to be done in order to complete this aspect of rationalisation. On the basis of the information gathered, the following categories of unassigned laws were set up:
Following the initial survey, the status of each of the three categories has been monitored by the Commission on an ongoing basis. As at 30 April 1996, the position was as follows:
|
|
|
| Laws for which consensus had been reached and which were in the process of assignment | 23 |
| Laws of which the assignment had been requested but were not to be assigned | 83 |
| Laws under investigation or consideration for possible assignment | 71 |
| TOTAL | 177 |
Amongst the reasons underlying decisions not to assign particular laws of which the assignment has been requested were the impending (and generally agreed) repeal of the law; the intended delegation of powers to the provincial governments in terms of the law, while retaining its administration at national level; and opposition on the part of the national department to the assigurtlent of the law. Considering the very large number of existing laws bearing on the functional areas in which provincial matters lay, the degree of intergovernmental consensus reached concerning assignment was remarkable.
5. EVALUATION
Arguably, the assignment of political executive powers for the administration of existing laws to fit a new governmental and administrative system was the single most demanding part of the rationalisation of public administration. By any appropriate treasure, the scope and complexity of the task was awesome. For understandable reasons, the assignment of powers rapidly established itself as a highly contentious issue, with the potential for straining relations between the national and provincial governments. However, the key political office-holders provided the necessary leadership in resolving problems arising from the assignment of laws.
Considering the nature and magnitude of the work that had to be done, the near completion of the task by 30 April 1996 was one of the major achievements of the Government of National Unity. The progress made will surely stand as a notable example of what can be achieved by adopting a co-operative, consensus-seeking approach to resolving a difficult and sensitive issue.
The Commission was privileged to have been involved in the planning, initiation, sponsoring and monitoring of the project. It is necessary to reiterate that the project could not have been undertaken or driven to a successful conclusion by any one body. At the administrative level, it required purposeful and ongoing interaction between operating departments, the State Law Advisers and the Commission. The Commission records its appreciation of the contributions made by a large number of participants. It especially wishes to note the invaluable role played by the State law Advisers.