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SECTION E
POLITICAL SYSTEMS
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1. INTRODUCTION
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| Well
structured municipal systems essential |
The way in
which municipal political systems are organised is critical to ensure that:
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municipal Councils are accountable, transparent,
and respond to the needs of their constituencies
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local citizens and communities are able
to participate effectively in the policy formulation process
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political leadership and vision are translated
into implementable programmes.
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| Three
questions regarding formal structure |
Three inter-dependent
questions regarding the formal structure of municipal political systems
need to be debated:
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Firstly, whether there should be an executive
Mayor model, and whether municipalities should be statutorily obliged to
appoint an Executive Committee
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Secondly, how should municipal committee
systems be structured, and
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Thirdly, how large should municipal Councils
be.
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| Regular
elections, participation, and traditional leaders |
In addition
to well structured political systems, good local governance requires that
free and fair local elections are regularly held, and that municipal Councils
proactively enhance democratic participation, both through the formal Council
process and through other structured mechanisms. The relation between democratically
elected Councils and traditional leaders also requires attention. |
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Two common forms of structure |
2. POLITICAL STRUCTURES
There are two internationally common forms
of political structures:
Mayor-Council Form:
The Mayor-Council form provides for
a clear separation of powers between the executive (Mayor) and legislature
(Council). Executive powers are statutorily vested in the office of the
Mayor, and are not dependent on delegation from the Council. Typically,
the Mayor is directly elected. As the executive, the Mayor is head of the
administration, and may exercise this function directly, or appoint a Chief
Administrator to manage this function on his/her behalf.
Council-Manager Form:
The Council-Manager form of municipal
government is characterised by unity of powers. The Council acts as both
the legislature and executive. The Council appoints a Chief Executive Officer
or Town Clerk as head of the administration. The Council may (and is sometimes
statutorily obliged to) appoint an Executive Committee, and delegate executive
powers to this committee. The Mayor is the Chairperson of Council, and
the ceremonial head of the municipality.
Options for municipal political structures
In South Africa, the Constitution specifies
that a municipal Council:
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makes decisions concerning the exercise
of all powers and the performance of all functions of the municipality
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must elect a Chairperson
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may elect an executive committee (subject
to national legislation), and
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may appoint personnel.
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| Mayor
/ Executive Committee/ Council - some options |
South African
municipal political structures could be organised in a number of ways,
including:
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Council could be required by statute to
elect a Chairperson (Mayor) and delegate executive authority to such person
(with the exception of non-delegatable powers). This option can be described
as an indirectly elected executive Mayor.
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Council could be required by statute to
elect a Chairperson (Mayor) who is also Chairperson of the Executive Committee.
In this option the Mayor would exercise his/her executive powers in committee,
and not as an individual.
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Council could be required by statute to
elect both a Chairperson (ceremonial) and an Executive Committee. Many
municipal Councils currently have this form of political structure.
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The existing system, where both executive
and legislative powers are vested in Council, and Council is under no statutory
obligation to appoint an Executive Committee, could be retained.
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An amendment to the existing legislative
framework could ensure that executive powers are vested in the office of
the Mayor; that the Mayor is directly elected; and that legislative powers
are retained in the Council.
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| Different
structures for different settlement types |
These options
are not necessarily equally appropriate for different settlement types.
For example, executive Mayor options may be appropriate for our large cities,
which require strong political leadership to drive policy programmes aimed
at transforming the urban system, sometimes in the face of resistance from
powerful urban elites. Executive Mayor options may be less appropriate
in rural areas and small towns, where the Council is likely to be smaller
and therefore better able to co-ordinate executive decisions as a collective. |
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Role of head of administration |
Role of the head of the administration
Within each option, the role of the head
of the administration (usually called a Town
Clerk, Chief Executive Officer or City
Manager) requires careful consideration. The head of the administration
plays a critical role in facilitating interaction and communication between
the political and administrative arms of the municipality, ensuring the
implementation of policy decisions, and the management of the administration.
Within developmental local government, the head of the administration is
also a strategic manager, focusing the resources and capacity of the organisation
on core policy goals, building teams and facilitating partnerships, and
providing leadership for transformation. |
| Political
appointement/ merit appointment |
The head of
the administration is not simply a neutral administrative post. For this
reason the head of the administration is a political appointment in many
countries. In others, the position is fused with that of the Executive
Mayor. There are also a range of mechanisms to enhance the accountability
of the head of the administration as a merit appointment. For example,
the head of the administration may be appointed on a limited term contract
which specifies performance criteria for the post. Regular performance
assessments would determine whether the contract is renewed or not. |
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3. COMMITTEE SYSTEMS
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| National
legislation for establishing committees |
Whichever form
of political structure is adopted, national legislation should provide
for municipal Councils to establish committees. National legislation may
provide criteria for determining whether municipal Councils should elect
an executive committee or any other committee, and their size. |
| Delegated
powers, advisory powers |
Municipal committees
assist the Council to fulfil its functions. Committees can have delegated
powers (to take decisions on issues within their terms of reference) or
advisory powers (to advise the executive on issues within their terms of
reference), or a combination thereof. They can play a supervisory, management
or advisory role. |
| Roles
of committees determine structure |
The most efficient
structure of committees should be determined by their role:
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Committees established to oversee the
workings of the administration (supervisory or management) tend to operate
best when they have distinct areas of competence, and are aligned to the
administrative departments/clusters/units which they supervise. However,
there is a danger that only having committees structured along departmental
lines will lead to fragmented decision-making.
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Committees established to formulate policy
(or manage a participative policy formulation process) may operate best
where the focus of the committee crosses departmental boundaries (for example,
poverty alleviation or inner city regeneration).
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Some countries have dual systems, where
one set of committees is responsible for policy formulation, and another
for overseeing the operations of the administration. The dual system of
separating these functions may not operate effectively until such time
as policy frameworks are in place. Until this time decisions regarding
daily management may in fact be policy decisions, rather than an assessment
of whether administrative actions are in line with existing policy frameworks.
Which kind of committee system will best
enable a municipality to fulfil its functions depends on local requirements,
needs and policy priorities. |
| Community-based
committee system |
Some South
African councils are experimenting with a community-based committee system
in which up to half of the membership (excluding the executive committee)
consists of community members who volunteer for service. The choice of
extra-institutional committee members is guided by either party affiliation
or specialised knowledge (or both) depending on the core-task of the committee.
The advantages of this approach are that the council can access specialised
knowledge free of charge and community participation in decision-making
is enhanced. |
| General
requirements of committee systems |
While the committee
system should be flexible enough to accommodate diversity between municipalities,
there are some points which apply across municipalities:
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certain committees which improve the overall
accountability of the Council (eg, audit committee) may be statutory requirements
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the establishment of cross-departmental
committees with a clear policy focus, and a mandate to manage participative
policy processes on specific issues will enhance integration between functions.
Municipalities should be able to appoint community leaders and members
of civil society to these committees, to facilitate direct public participation
in policy formulation, and
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supervisory and management committees
should be streamlined, to avoid decision-making delays and over-bureaucratisation.
The establishment of smaller committees with clear areas of focus will
assist in this regard.
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| Importance
of information systems |
It is critical
that councillors are provided with sound information as a basis for decision-making.
The committee system has traditionally been driven by reports generated
by the administration. While this is usually sufficient with respect to
supervisory functions, committees with a policy focus require a broad base
of information sources. Options such as the establishment of policy research
units; contracting in policy research capacity; and the establishment of
a relevant data base should be considered. |
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4. THE NUMBER OF COUNCILLORS
There are many approaches to determining
an appropriate size for municipal councils.
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| Statistical
approach |
One approach
assumes that there is a statistically 'correct' number of councillors for
any local community. This approach may use indicators such as the ratio
of councillors to constituents to determine the 'correct' number of councillors.
However, the ratio of councillors to constituents varies internationally
from 1:10 to over
1: 150 000, and nationally from 1:10
to 1: 29 929. This wide range shows that the 'correct' number of councillors
varies from community to community, and cannot be statistically determined.
The statistical approach ignores specific local conditions such as how
easy or difficult communication is between councillors and constituents,
how much support councillors have to fulfil their role, and the impact
of size on the efficiency and operations of Council. |
| Numbers
of councillors -
quality rather than quantity |
More councillors
do not necessarily mean more local democracy or accountability. On the
contrary, fewer councillors with more support, may better facilitate local
democracy and accountability. Municipal councillors need to be empowered
to provide community leadership, effectively articulate the needs and aspirations
of their constituencies, and facilitate local democratic processes. |
| Empowerment
of councillors requires a reduction in numbers |
Significant
investment in empowering local councillors will be required, if they are
to enhance the democratic and development role of local government. Given
that South Africa currently has nearly 12 000 elected councillors, it is
unlikely that municipalities will be able to afford to provide even basic
logistical support, such as access to telephone and other communication
facilities, unless the current number of councillors is reduced. |
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5. DEMOCRATIC PARTICIPATION
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|
Apartheid LG not about democratic
participation |
The need
for participation
Historically, local government in South
Africa has not played a strong role in the promotion of local democracy.
As with other organs of the apartheid state, local government has been
used as a mechanism of control and suppression in black areas. White local
authorities have tended to keep their citizens at a distance, with citizen
involvement assumed necessary only when services broke down or costs increased
dramatically. |
| Rich
tradition of local community mobilisation |
As a nation
we have a significant history of local community mobilisation and active
involvement in community affairs. However, our municipalities have only
a relatively short experience in mobilising community participation for
local development. There is much scope for increasing the role of municipal
Councils in the promotion of democracy. Municipal Councils have a central
role to play in enhancing local democratic participation, both as a means
of rebuilding local communities and as a contribution to nation-building. |
| Councils
need to harness and promote the tradition of democratic participation |
Local democracy
can be fostered in many ways. The importance of effective representation
of community interests by elected councillors in the decision making structures
of local government, for example, can never be over-emphasised. The elected
Council remains at the heart of local democracy, provided that, electoral
competition is open and regular. However, the contact between municipalities
and communities need not be limited to election and representation. On
the contrary, increased citizen involvement will increase municipalities'
ability to effectively shape viable human settlements. |
| Strengths
of democratic participation |
Democratic
participation in government enhances effective governance by:
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building human capital and strengthening
democratic cultures in communities
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enhancing official responsiveness by enabling
public interests to be clearly expressed by communities themselves
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promoting government legitimacy by ensuring
transparency
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creating conditions for smooth policy
implementation by facilitating an understanding of policy objectives and
constraints, and incorporating citizen preferences and concerns into the
design of policy programmes
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channelling independent energy, ideas
and sometimes resources into civic projects, and
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improving citizens' knowledge of the governing
processes and its constraints, and so fostering an understanding of the
need for prioritisation.
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| Many
municipalities already promoting participation |
Forms of
participation
In one way or another, most South
African municipalities already play a role in enhancing local democracy,
predominantly through providing access to government, allowing for the
oversight over municipal decisions, and consulting their constituencies
on forms of development in their area. Many municipalities, either by law
or by choice are already accustomed to: subjecting land use decisions (such
as rezoning, township establishment and street closures) to public inspection
and comment; giving public notice of loans, large investments, new by-laws,
and amendments to rates for comment; opening budgets, financial statements
and auditors reports for scrutiny; and allowing citizens to contest property
evaluations. |
| Participatory,
consultative processes should be strengthened |
It is also
rare today for municipalities to engage in major infrastructural developments
without first canvassing the opinions and inputs of community groups, usually
through public meetings or more structured consultation processes, as in
the development of Local Development Objectives. These forms of participation
clearly need to be retained and strengthened. Mechanisms like Integrated
Development Planning and participatory budgeting offer new opportunities
in this regard. |
| Involvement
in service delivery |
There are a
range of opportunities to actively involve citizens and communities in
service delivery programmes. Some good experience has already been gained
in enlisting citizens in the regeneration or upgrading of their communities. |
| Building
culture of local democracy |
Creative mechanisms
to build a culture of local democracy and promote an understanding of how
citizens can contribute to their governance of their own communities, such
as the establishment of Youth Councils, should be encouraged. |
| Encouraging
enterprise for the public good |
Lastly, municipalities
may structure opportunities and incentives for citizens and communities
to engage in entrepreneurial activities on their own behalf, which also
benefit the public at large. Some mechanisms to enable local economic development,
such as community development corporations, are good examples of this. |
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Local Councils have a mandate
to lead |
Structuring
participation
Structuring mechanisms to ensure meaningful
democratic participation is not easy. In the absence of an appreciation
that municipal Councils, as the only body elected by all local citizens
and representative of all local interests, have the legitimate right to
take decisions on behalf of the community, there is a danger that participatory
processes may undermine the representative role of elected councillors. |
| Managing
the diversity of communities |
Managing participation
is always time consuming and costly, and participation often opens or deepens
community splits and tensions. Municipalities should bear in mind the following
principles when structuring participative processes:
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civil society is not homogenous, and any
participatory process should recognise the divisions and unequal power
relations between those it seeks to involve
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the most marginalised groups are often
those who have the least capacity to participate. Investment in the provision
of information and logistical support is often a prerequisite for participation
by marginalised groups
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democracy is in an interactive process,
and participatory processes themselves provide a way of building capacity
for deeper participation, and
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the way in which participatory processes
are structured influences the outcomes of such processes. Municipalities
should therefore seek to design processes and structures for participation
in consultation with stakeholder groups
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| Changes
in management to meet challenge of local democracy |
Successful
initiatives to promote democratic participation require both political
commitment and a fundamental shift in the internal management of municipalities.
Decision making structures and administrations designed to provide and
maintain standard services in standard ways are usually hierarchical and
rule bound. Municipalities which seek to enhance democratic participation
within their communities need to enhance democratic participation within
their organisations. |
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6. TRADITIONAL
LEADERS
Traditional leaders can play an important
role in building local democracy, particularly within rural areas. |
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The Constitutional position |
The role
of traditional leaders
The Constitution recognises traditional
leadership and authorities as an institution and acknowledges their status
and role as defined by customary law. The Constitution also accords traditional
leadership at the local level a role on matters affecting local communities,
the details of which are left to national legislation. Consultations to
develop proposals in this regard are underway. |
| Some
key issues |
Some of the
critical issues which have emerged during consultation, and which require
further consideration, are:
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There is often confusion and misunderstanding
regarding the roles and functions of elected councillors and traditional
leaders, particularly with respect to the delivery of services. Further
clarification is required.
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Some traditional authorities and municipalities
lack infrastructure, capacity and funding. This places severe constraints
on rural development initiatives.
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Tension between municipal councils and
traditional leaders often arises around land. Tenure systems (eg, long-term
leases for which individuals and groups can apply) and land administration
systems which serve the dual function of meeting development priorities
and accommodating the interests of traditional authorities are urgently
required. One option, currently being considered by the Department of Land
Affairs (DLA), is the joint representation of both traditional leaders
and elected councillors (together with other roleplayers, including a representative
from the DLA) on statutory land boards at a primary and district level.
Among other things, land boards could consider applications for leases,
and for the release of land for development.
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There is often a lack of effective day
to day communication between municipal councils and traditional authorities.
Mechanisms must be created and maintained to enable traditional leadership
and municipalities to act jointly on issues of common concern, and for
communication between the two to be enhanced.
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| Relationship
between municipalities and traditional authorities |
Within the
framework of the Constitution, municipalities and traditional authorities
have some similar statutory powers and functions, and share much the same
area of jurisdiction and constituency. It is therefore vital that the relationship
between municipalities and traditional authorities be organised in a way
that will allow both institutions to fulfil their constitutional mandates,
and contribute effectively to rural development. |
| Options
require further consultation |
To ensure a
mutually satisfactory relationship between municipalities and traditional
authorities, various tentative models have been proposed specifically by
the Houses of Traditional leaders. The proposals vary greatly. For example,
one suggests that elected councillors should be co-opted to serve on traditional
councils / structures which are already in place, and that no additional
rural municipalities are created. Another proposes a role for traditional
leaders in municipal councils, whereby two traditional leaders are appointed
to serve on each municipal council. Further consultation on these and other
proposals is required.
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Election process and allocation
of votes to seats |
7. MUNICIPAL ELECTIONS
Regular, free and fair municipal elections
are central to the establishment of strong and credible local government.
A democratic system of local government requires an appropriate framework
for municipal elections. There are two imperatives for municipal elections:
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There must be a structured elections process
which provides for the efficient management of free, fair and regular polls
as and when required.
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There must be an appropriate electoral
system which provides a format for allocating votes to seats in a way which
supports, rather than detracts from, the purpose invested in a particular
structure of government.
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|
Electoral Commission |
Management
and conduct of elections
The Constitution establishes an Electoral
Commission which is required to manage elections of national, provincial
and municipal legislative bodies in accordance with national legislation;
to ensure those elections are free and fair; and to declare the results.
The Commission has been given detailed and extensive functions for these
purposes in terms of the Electoral Commissions Act of 1996. |
| What
role for municipal officials and resources? |
Municipalities
have no direct legislative authority or responsibility for the management
or conduct of municipal elections after 30 April 1999. However, the Commission
may appoint 'a public administration', including municipal officials, to
conduct elections. The issue of whether or how municipal officials and
resources should be made available to the Commission for the conduct of
elections is not legislatively established, and must still be discussed
between the Commission and relevant local government role players. |
| National
legislation |
Before municipal
elections can be held, national legislation is required to establish criteria
or procedures for several matters relating to municipal elections. National
legislation is required to fix:
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the term of office of a municipal council
(the period of time for which a municipal council is elected)
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when a new municipal council must be elected
to replace it, and
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to identify a procedure for calling and
setting a date or dates for the election.
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| Simultaneous
or staggered elections? |
Consideration
should be given to the issue of whether municipal elections occur on the
same day as national and provincial elections. The advantages of simultaneous
elections include costs savings and less disruption of government activity.
The disadvantage of holding simultaneous elections is that municipal elections
may become a plebiscite (vote) on the performance of majority parties in
national and provincial government. This disadvantage may be minimised
if parties were required to draw up a municipal-specific election manifesto. |
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Electoral
Systems
The electoral system establishes the
kind of election, the number of seats, the size of electoral districts,
the electoral formula, the term of office, and so forth. These matters
have an effect on local democracy and the way in which councillors and
a municipal council relate to constituencies and conduct business. The
choice of an electoral system should be guided by the main purpose which
such a system is aiming to achieve (for example, representivity, accountability
and election simplicity). |
| Representivity
and accountability |
The present
South African municipal electoral system is based on a parallel system
of proportional representation and first-past-the-post-ward candidature.
This ensures elements of representivity (the proportional matching of some
council seats with votes cast) and accountability (the responsiveness of
individual councillors to a particular ward).
The dual values of representivity and
accountability should both be enhanced in any future electoral arrangements.
With the possible exception of very small towns, neither a system of pure
proportional representation which does not concentrate responsiveness and
accountability of any representative to a particular geographic base, nor
pure first-past-the-post in which proper representivity is ignored enhances
both representivity and accountability. A mixed (rather than parallel)
system which combines proportionality with a specific geographic base seems
to provide the best solution.
For example:
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a ward based PR system, in which all councillors
are elected by name and party from wards according to first-past-the-post,
and any PR discrepancy is corrected by 'topping up' with additional councillors
from wards, or
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Mixed Member Proportionality in which
a number of councillors is elected by name and party from wards according
to first-past-the-post, plus a number from party lists to make up any discrepancy.
An alternative is that the 60:40 ward
to PR ratio should be adjusted.
The system must also incorporate principles
and factors relating to gender; thresholds; the nature of party lists;
and the number of councillors.
Decisions on appropriate electoral
systems cannot be finalised until there is clarity on the choice of categories
and types of municipalities.
Concluding comment
Democratic and developmental local government
requires regular and free elections and appropriate political structures
and committee systems. Local government should
enhance democratic participation both
within its institutions and within the community,
and develop sound relations with traditional
leadership. In order to empower municipal councillors to play an effective
role in building local democracy, the number of municipal councillors should
be reduced. |
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SECTION F
ADMINISTRATIVE SYSTEMS
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1. INTRODUCTION
Transformation towards a municipal system
empowered to play a developmental role, meet the needs of local communities,
and promote socio-economic prosperity hinges on the way on which in which
municipal administrations are organised. |
| Old
system a barrier to developmental governance |
In the past
municipal administrative organisation has too often acted as a constraint
or barrier to innovative delivery, democratic initiatives, integrated development
and accountable administration. The administration has been conceptualised
as a neutral machine, to be controlled and managed through rigid and top-down
procedures, which have hindered responsiveness, stifled initiative, and
deskilled and disempowered the workforce. |
| Reskilling
of front-line workers to promote co-operation with community |
In many old
municipal administrations, hierarchical grading systems and narrow job
definitions deskilled jobs at the front-line level (the personnel who interact
directly with the public), and training was mainly targeted at a small
elite at the top of the organisation. This needs to change. Front-line
workers interact with the community and end-users of services on a daily
basis. As such, they need to be empowered to provide information, services
and advice to the community. The front-line needs to be reskilled, and
encouraged to play a more active role in building cooperative relations
between municipalities and communities. |
| A
new mind set, a new approach |
Real transformation
is linked to qualitative rather than simply quantitative changes regarding
the working practices, strategic approaches, performance, leadership and
organisational culture of municipalities. |
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2. ORGANISATIONAL TRANSFORMATION
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| Innovations
to meet local needs |
There are a
range of options and municipal 'organisational models' which have emerged
around the world. Within a framework which provides for integrated delivery,
accountability, performance enhancement and monitoring, capacity-building
and shared learning, municipalities should explore innovative institutional
arrangements which best meet the needs of their localities. |
| Some
models for consideration |
An overview
of some organisational models is provided here to stimulate discussions
within municipalities about appropriate organisational structures: |
|
A "neutral", hierarchical
bureaucracy |
Traditional
Public Administration:
The traditional public administration model
is based on the idea of a 'neutral' bureaucracy (that is "non-political").
It is assumed that the process of turning policy directives into programmes,
and implementing the programmes, involves a set of rational scientific
management techniques. Hierarchical (top-down) accountability and detailed
job descriptions are used as control mechanisms to ensure that the administrative
machinery functions 'rationally'. This assumption of a rational process
does not take account of differing interests within the bureaucracy or
the complex policy environment in which the administration operates. |
| Departmentalism
hinders integrated development and deskills front-line workers |
The traditional
public administration model is characterised by strong, separate departments
and committees, loosely co-ordinated by a Chief Executive Officer (who
is likely to have a legal training) and some form of Executive Committee.
This tends to disperse power away from the centre of the municipality into
the hands of heads of departments and Chairs of Committees. This results
in strong departmentalism with little interdepartmental co-ordination.
Given that development projects often require close co-ordination across
departmental lines, this model is unlikely to prove 'development-friendly'.
Further, strong departmentalism often tends to foster empire-building.
Departments themselves are hierarchically structured, which results in
the deskilling of jobs in the lower tiers of the hierarchy, and the consequent
disempowerment of the front-line workforce. |
|
Decision-making power concentrated
in hands of professional "experts" |
Corporate
Management:
The corporate management approach recognises
that the administration is not a neutral machine, and argues that, given
that there will always be an element of bureaucratic discretion (choice)
in implementing and interpreting policy, this discretion is best safe-guarded
in the hands of qualified personnel or 'impartial experts', who possess
both proven expertise, and a code of professional ethics. The idea here
is that professionals are able to monitor one another through peer review,
and it is therefore possible to reduce rigid bureaucratic controls as horizontal
accountability (between professionals) supplements hierarchical accountability.
This approach does not exclude 'consultation' with end-users (the public),
but emphasises that final decision-making power should rest with professionals
who are 'neutral' and capable of 'value-free' judgements (free of prejudice). |
| Tends
to exclude civil society participation |
This model
is characterised by the centralisation of political and managerial power
behind corporate rather than departmental objectives. Departments and committees
are brought under a strong Policy (or combined policy and finance) Committee.
Overall authority rests with one Chief Executive, who has final decision
making power. The CEO is likely to have a financial training, and focus
the organisation on outputs which reflect 'value for money'. Management
techniques will include rational and scientific management (for example,
critical path analysis, measurement of performance by outputs, etc.). While
this approach results in upgrading of public sector skills, it concentrates
power in the hands of technocrats (a professional elite), and allows little
room for civil society bodies to participate in governance. |
|
Privatisation, competition,
contracts |
The Commercial
contractor:
The contracting model argues that if the
state allocates public goods on a centralised basis, clients or consumers
of services have minimal control over the quality, quantity and manner
in which services are delivered. Because the state has a monopoly over
the provision of basic services, consumers have little power to negotiate
over quality, quantity and price. It is argued that the most effective
way in which consumer control can be increased is through creating a competitive
arena, that is, providing consumers with a choice of service providers.
This choice is institutionalised in markets, through privatisation of services
or the simulation of market conditions in the bureaucracy. The ultimate
market instrument, the contract, is used to regulate the relationship between
service providers and purchasers. |
| Over-emphasis
on price? |
In organisational
terms, line departments are often dismantled and the administration organised
into competing delivery units. This model splits the organisation into
purchasers of services and providers of services. It creates devolved cost
centres and stand-alone business units which compete for business in both
internal (within the organisation) and external markets. The commercial
contractor model may be criticised for reducing the measure of public service
to a preoccupation with price, and reducing accountability to a contractually-regulated
transaction. |
|
Power centred in elected
councillors, many options for service delivery, increased community participation |
The Strategic
management model:
The strategic approach is about developing
a clear strategic focus. Organisationally, this approach is eclectic (draws
from many different experiences and approaches). It makes use of a range
of service delivery options, provided that they meet the needs of the municipality
and community. Central concerns include shifting power to elected councillors;
challenging departmentalism through establishing project-based task teams
(which may comprise a combination of management, unions, end-users, community
representatives; and other delivery agents and cuts across departments);
reducing the need for layers of middle management and detailed operational
regulations, and increasing the capacity of civil society to participate
in decision-making. |
| Strong
centre to drive strategy, front-line enhanced, partnerships possible |
The strategic
approach recognises the need for a strong centre in order to plan strategically,
and perform functions such as programming outputs, auditing standards and
monitoring the impact and quality of programmes. A strategic centre can
include both councillors and officials. While it may take the form of a
municipal committee, its focus should not be limited to any one sector/function;
and it should not become responsible for managing the daily operations
of the municipality. (It could potentially be linked to and supported by
the unit/ committee responsible for consolidating Integrated Development
Plans (IDPs).) A strong centre and clear set of measurable outputs allows
for the devolution of operational power to the front-line. If capacitated
and empowered, front-line staff can utilise the considerable knowledge
and expertise of those who actually perform delivery functions to enhance
effective operations. A range of partnerships with community, private sector
and other government agencies could be considered. |
| |
3. HUMAN
RESOURCE DEVELOPMENT |
| |
Municipalities
should develop an integrated Human Resource Development (HRD) strategy,
which includes capacity building, training, staffing, and labour relations. |
|
Councillors have a wide range
of skills requirements |
Capacity-building
For elected officials: Councillors
are often faced with a bewildering array of tasks, each requiring different
skills. They interact with business, community interest groups, the media,
organised labour and municipal staff. They facilitate community consultation
processes, develop policy on a wide range of issues, oversee the implementation
of a range of programmes, and provide leadership, mediation and conflict-resolution.
Capacity-building and support are essential if councillors are to play
their many roles effectively, and promote democracy within the community
and within the organisation. |
| Councils
have a role to develop capacity in communities |
Within communities:
Municipalities also have a role in developing
the capacity of the community. Programmes can range from civic awareness
around a specific issue (eg, environmental protection, human rights) to
programmes which enable communities to engage more effectively with the
municipality (eg, information and training on tendering procedures to small
contractors) or use services more efficiently (eg, water conservation).
Municipalities could enhance civic awareness through developing outreach
programmes in local schools, churches and other community forums. |
| Targeted
skills training and support for staff |
For delivery:
Many municipalities, particularly within
rural areas, currently lack sufficient skilled staff. Training programmes
needs to be targeted at meeting these skills shortages. Innovative ways
of bridging skills gaps should also be considered. For example, in some
areas District Councils are already providing treasury and other services
to towns within their areas of jurisdiction. |
|
Strategies, and procedures,
including affirmative action |
Staffing
Municipalities should develop information
systems which facilitate both career development for individual staff members,
and a staffing strategy for the municipality. Staffing strategies, recruitment
and selection procedures, and career advancement procedures, should be
guided by a clear affirmative action policy, which includes a gender component. |
| Human
resources management |
Job-evaluation
systems, performance management systems and other human resources management
systems should support the career development and progression plans put
forward in the staffing strategy. |
|
National Bargaining Council |
Labour Relations
Municipal labour relations are conducted
between individual municipal councils or municipal employer associations
and organised labour. Over the past years the old system of labour relations
has been restructured, and a new National Bargaining Council for local
government has recently been established. |
| Urgent
issues of parity and grading |
The transition
process has resulted in several issues which require urgent attention within
a system of municipal labour relations. The new National Bargaining Council
provides a mechanism to set in place
a viable system of municipal labour relations, and tackle the outstanding
issues of:
-
calculating the cost implications of achieving
employee parity in conditions of service (same conditions for same work),
and negotiating phased programmes with clear time-scales to achieve parity,
and
-
developing a new occupational grading
system for local government which compliments new training systems and
strategies, and increases opportunities for staff mobility between municipalities
and between sectors.
In order to operate effectively as a national
collective bargaining structure, some form of grading of municipalities
is required for use in the National Bargaining Council. |
|
Requirements of developmental
LG |
Training
Developmental local government requires
new skills and attitudes. Municipalities are therefore faced with an entirely
new human resources development challenge, and the training system should
be restructured to meet this. |
| Existing
system |
The existing
training system is governed by the Local Government Training Act of 1985,
and the Manpower Training Act of 1981. Two training boards exist in terms
of this legislation, namely the Training Board for Local Government Bodies
(TBLGB) and the Local Government Education and Training Board (LGETB).
The TBLGB is funded predominantly from grants from national government
(R8 million for the 1997/98 financial year), and a levy imposed on municipalities.
In terms of the Manpower Training Act, a levy is also imposed on municipalities
and payable to the LGETB. |
| Existing
system |
Over many years
problems have been experienced with the fragmented local government training
sector and the financial burden on municipalities brought about by the
two levy systems. These problems are beginning to be addressed. It is envisaged
that the Manpower Training Act will be repealed when the Skills Development
Act is passed. This will result in the abolition of the LGETB. Consensus
has also been reached by Organised Local Government and Organised Labour
that the TBLGB should also be abolished. |
| New
standards-based system linked to SAQA/ NQF |
A new local
government training system will be established. It is envisaged that local
government will establish itself as a Sector Education and Training Authority
under the new Skills Development Bill. This would also involve submitting
to the South African Qualifications Authority to be recognised as an Education
and Training Quality Assurer. This will enable local government to participate
in national standard setting and quality assurance procedures. |
| Quality
assurance - training providers separate from quality assurers |
Both the South
African Qualifications Authority Act and Skills Development Strategy Bill
are adamant that quality cannot be guaranteed if a provider of training
is also a quality assurer. This sound principle is taken further in the
Skills Development Bill which proposes that competition between providers
enhances programme quality and relevance. This implies that local government,
assisted by its Sector Education and Training Authority, should develop
a training plan, which would then be put up for competitive tender to universities,
technikons and private contractors. |
| National
data base to identify skills needs |
The establishment
of a Sector Education and Training Authority will also assist municipalities
with planning to meet their staffing needs. The Skills Development Strategy
envisages Sector Education and Training Authorities establishing a national
data base of skills trends and sectional labour market skill projections.
Local government could both add to such a system and benefit from it. Its
information on skills needs could inform institutions such as universities
making decisions about where to allocate their resources, and it could
learn from others about anticipated shifts in skill needs which may affect
it.
Concluding Comment
Administrative systems either advance,
or hinder, the cause of developmental local government. There is no one
ideal administrative model. Each municipality will need to develop an administrative
system which is geared to meet its specific needs, and empowers it to play
a developmental role. Within any administrative system, integrated human
resource development strategies and programmes are essential to support
the new vision of local government. |