Employers should have disciplinary codes

2nd February 2015

Employers should have disciplinary codes

Codes of different types constitute a substantial part of labour legislation. Therefore employers need to know these codes and understand their obligations under these codes. Labour legislation contains, amongst others, codes on retrenchment, picketing of strikers, sexual harassment and dismissal.

But what is a code? Is it a law or is it something less than a law? The Collins Concise Dictionary defines a code as “a conventionalised set of principles or rules”. This implies that a code is similar to a law and must be obeyed. However, many employers treat the South African labour-related codes as mere guidelines because the word ‘should’ is used instead of the word ‘must’. For example, the Code of Good Practice: Dismissal in Schedule 8 of the Labour Relations Act (LRA) states that “All employers should adopt disciplinary rules….” rather than ‘must adopt disciplinary rules’. However, because the CCMA and the Labour Courts take the codes so seriously it is folly for employers to treat these codes as anything short of gospel.

Indeed, even if the law did not require employers to formalise workplace rules it would be essential for employers to do so as part of a system for keeping order in the workplace. Properly designed and clearly communicated rules serve to set the standards of conduct expected from employees.

The LRA’s Dismissal Code goes further to say that “An employer’s rules must create certainty and consistency in the application of discipline. This requires that the standards of conduct are clear and made available to employees in a manner that is easily understood.”

Two things that an employer is required to prove when it is dragged to the CCMA are that:

In the case of Martens Vs Nel (1998, 9 BALR 1167) Martens was a bartender in a nightclub. He was dismissed for flirting with customers. He claimed at the CCMA that he had never been informed of any rule prohibiting this conduct. The arbitrator found that the dismissal was unfair because Martens had not been given the rules relating to behaviour towards customers. The employer was ordered to pay Martens 10 months’ remuneration in compensation.

This makes it clear that:

A Disciplinary Code is an internal document devised by the employer in which the rules of conduct are spelt out and in which the suggested penalties for breaking these rules are listed. As required by Schedule 8 of the LRA, these penalties need to be appropriate in the light of the seriousness of the offence.

When designing the Disciplinary Code for your organisation remember:

Assign a labour law and industrial relations expert to:


To book for our Durban seminar on 19 March 2015 on AVOIDING WORKPLACE REVOLUTION please contact Ronni on ronni@labourlawadvce.co.za or 084 521 7492.

Written by lvan lsraelstam, Chief Executive of Labour Law Management Consulting. He may be contacted on (011) 888-7944 or 0828522973 or on e-mail address: ivan@labourlawadvice.co.za. Go to: www.labourlawadvice.co.za.

This article first appeared in The Star.